Privacy Policy

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Full Court Capital LLC / Full Court Capital Securities LLC

PRIVACY NOTICE

Last Updated: March 2024

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Full Court Capital LLC and Full Court Capital Securities LLC (FCC) (“we”, “us”, “our”) respect and value your privacy and want you to be familiar with how we collect, use, protect, and disclose information from and about you. As used throughout this policy, the term “FCC” refers to Full Court Capital LLC and Full Court Capital Securities LLC. This Privacy Policy Notice (“Policy”) describes our practices in connection with information collected through our websites, mobile applications, third party sites, external links provided for your convenience and other financial services or products (“Services”). This notice also describes the measures we have taken to protect the confidentiality, integrity, and security of personal data regarding our clients.

1. Information Collected:

We may collect information that you voluntarily provide when taking certain actions, such as when you use our services, interact with our affiliated staff, or otherwise communicate with us. Personal information collected is described as, but not limited to:

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• Contact information & Identifying information: first name, last name, telephone number, email address, residential address, business address, social security number, etc.

• Role/position/title and area of responsibility, Tax ID number, KYC and/or AML documentation.

• Financial information collected but not limited to: source of wealth, investment experience, objectives, risk tolerance and in certain jurisdictions, representations required under applicable law or regulation concerning your financial resources.

• Certain identifying information (e.g. passport, identification, financials, etc.) as required by laws and regulations addressing money laundering and related matters.

• Other information requested by FCC

2. How We Use Information:

2.1 Service Provision:

FCC may utilize your personal information to administer, operate, facilitate, and manage your relationship and/or involvement with FCC. We limit access to your personal information to only those on a need-to-know basis. Our service providers are held to stringent standards of privacy. We also maintain physical, electronic, and procedural safeguards to protect the information against loss, misuse, damage or modification and unauthorized access or disclosure.

2.2 Communication:

FCC may use contact information to communicate important updates and other relevant information.

3. Disclosures & Sharing Information:

FCC will NOT sell your personal information. We do not disclose any nonpublic personal information about you to anyone, except as permitted by you or when required by law or regulation.

4. Cookies and Tracking Technologies:

FCC may use cookies and similar technologies to enhance user experience and gather information about user interactions with our services. You have the option to opt out of cookies, but it may affect your browsing experience.

5. Experience & Tombstones:

FCC may utilize select transactions on our website to showcase previous deals. We do not own the rights to these images, nor do we claim the rights to the imagery.

6. Changes to Privacy Policy:

FCC reserves the right to modify or update this Privacy Policy at any time. Any changes to this Privacy Policy will become effective when the revised Policy is posted. This Privacy Policy is in effect from March 25, 2024.

7. Third-Party Sites & External Links:

As a convenience to you, we may provide website links to websites operated by other persons or entities. If you use these sites, you will leave this Website. FCC makes no warranty or representation regarding, and does not endorse, any linked websites or the information appearing thereon or any of the opinions, ideas, products, or services described thereon. Links on the Website do not imply that any linked website is authorized to use any of FCC’s trademarks, trade names, logos, or copyright symbols. In addition, these third-party websites may be governed by a different privacy policy or security practices from this Website, so it is important that you read the policies of those websites before sharing your personal information. Users shall comply with request(s) of FCC or any of the third-party providers to protect their respective rights in the information and services available on the Website.

8. Website Content:

All content included on this website, such as graphics, logos, articles, and other materials, is the property of FCC or others and is protected by copyright and other laws. All trademarks and logos displayed on this Website are the property of their respective owners, who may or may not be affiliated with FCC. Nothing on this website shall be interpreted as granting any license or right to use any image, trademark, logos, or service mark on the website. Copying or downloading material from this website does not transfer title to any material on this website to you. You are prohibited from using any of FCC’s logos, graphics, or other materials for any commercial and/or infringing purpose, including but not limited to use as metatags on other pages or sites on the World Wide Web, without the written permission of FCC or such third party, which may own the marks. Anything transmitted to this website by you becomes FCC’s property and may be used by FCC for any lawful purpose.

9. Contact Us:

If you have questions or concerns about this Privacy Policy, the use, collection, disclosure and/or processing of your personal data, please contact us at:

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Full Court Capital LLC / Full Court Capital Securities LLC

30 Headley Place

Maplewood, NJ 07040

T: +1(917) 746-3230